Dispute Between Securities’ Brokers Not Subject to FINRA Arbitration
On Behalf of McKennon Law Group PC | Jan 14, 2010 | Case Updates, Firm News, News, Securities/FINRA
Several insurers who act as broker-dealers in connection with the sale of “securities” find themselves litigating in Financial Industry Regulatory Authority (“FINRA”) (formerly NASD) arbitrations when disputes arise. Sometimes, they prefer not to litigate in a FINRA...Recent Posts
- California Supreme Court to Review the Court of Appeal’s Ruling in McHugh v. Protective Life Insurance
- 4 things to do after a disability insurance denial
- When Can a Disability Claimant Obtain Discovery in an ERISA Suit When the De Novo Review Standard Applies?
- McKennon Law Group PC Wins ERISA Disability Trial against Long-Term Disability Insurer MetLife
- The Basics of an ERISA Life, Health and Disability Insurance Claim – Part Nine: Insurer Reliance on Sub Rosa Surveillance
Archives
- April 2020
- March 2020
- January 2020
- December 2019
- November 2019
- September 2019
- August 2019
- July 2019
- June 2019
- May 2019
- April 2019
- March 2019
- February 2019
- January 2019
- December 2018
- November 2018
- October 2018
- September 2018
- August 2018
- July 2018
- June 2018
- May 2018
- April 2018
- March 2018
- February 2018
- January 2018
- December 2017
- November 2017
- October 2017
- September 2017
- August 2017
- July 2017
- June 2017
- May 2017
- April 2017
- March 2017
- February 2017
- January 2017
- December 2016
- November 2016
- October 2016
- September 2016
- August 2016
- July 2016
- June 2016
- May 2016
- April 2016
- March 2016
- February 2016
- January 2016
- December 2015
- November 2015
- October 2015
- September 2015
- August 2015
- July 2015
- June 2015
- May 2015
- April 2015
- March 2015
- February 2015
- January 2015
- December 2014
- November 2014
- October 2014
- September 2014
- August 2014
- July 2014
- June 2014
- May 2014
- April 2014
- March 2014
- February 2014
- January 2014
- December 2013
- November 2013
- October 2013
- September 2013
- August 2013
- July 2013
- June 2013
- May 2013
- April 2013
- March 2013
- February 2013
- January 2013
- December 2012
- November 2012
- October 2012
- September 2012
- August 2012
- July 2012
- June 2012
- May 2012
- April 2012
- March 2012
- February 2012
- January 2012
- December 2011
- November 2011
- October 2011
- September 2011
- August 2011
- July 2011
- June 2011
- May 2011
- April 2011
- March 2011
- February 2011
- January 2011
- December 2010
- November 2010
- October 2010
- September 2010
- August 2010
- July 2010
- June 2010
- May 2010
- April 2010
- March 2010
- February 2010
- January 2010
- December 2009
Categories
- Accidental Death or Dismemberment
- Agent/Broker
- American Society of Legal Advocates
- Annuities
- Appeals
- Assignment of Claim
- Bad Faith
- Beneficiaries
- Benefits
- Breach of Contract
- Case Updates
- Directors & Officers Insurance
- Disability Insurance
- Disability Insurance News
- Discovery
- Duty to Defend
- Duty to Settle
- Employee Benefits News
- Employment Liability Insurance
- ERISA
- ERISA – Abuse of Discretion
- ERISA – Administrative Record
- ERISA – Attorneys' Fees
- ERISA – Church Plans
- ERISA – Conflict of Interest
- ERISA – De Novo Review
- ERISA – Department of Labor/Regulations
- ERISA – Discovery
- ERISA – Equitable Relief
- ERISA – Fiduciary Duty
- ERISA – Government Plans
- ERISA – Pension Benefits
- ERISA – Preemption
- ERISA – Standard of Review
- ERISA – Standing
- ERISA – Statute of Limitations
- Events
- Expert Testimony
- Firm News
- Group Plans
- Health/Medical Insurance
- Insurance Bad Faith
- Insurance Commissioner
- Insurance Litigation Blog
- Insurance Questions and Concepts
- Interpleader
- Legal Articles
- Legislation
- Life Insurance
- Long Term Care Insurance
- Negligence
- News
- News Blog
- Non-ERISA
- Pensions
- Policy Interpretation
- Pre-existing Conditions
- Premiums
- Property & Casualty Insurance
- Punitive Damages
- Regulations
- Rescission
- Retirement Plans/Pensions
- Securities/FINRA
- Social Security Administration
- Super Lawyer
- Transamerica
- Unfair Business Practices/Unfair Competition
- Universal Life Insurance
- Waiver & Estoppel
RSS Feed
